DOL Fiduciary Duty Rule

Tax day may come in April in the U.S. but the industry’s big date next year will be April 10. That’s when the Labor Department’s ...

It’s no secret that the Department of Labor’s fiduciary rule is going to be costly to the broker-dealer community. A new study estimates just how ...

The Institute for the Fiduciary Standard Sept. 19 announced a new program that will allow fiduciary advisors to better show investors how they serve clients’ ...

Plenty of predictions warn of the wide impact firms will experience from the Department of Labor’s new fiduciary duty rule. TIAA-CREF has identified 215 different ...

IA Watch's latest YouTube video features ERISA attorney Marcia Wagner of the Wagner Law Group in Boston discussing the elements of a best interest contract. ...

Consider creating correspondence that fairly lays out the pros and cons of a retirement investor either keeping his money in his 401(k) plan or moving ...

This flow chart, designed by Brent Nicks, CCO at Wunderlich Securities in Memphis, is designed to help arrive at the proper exemption under the DOL's ...

Regulations as extensive and complex as the Department of Labor’s fiduciary duty rule are likely to have a few words out of place. Two new ...

The corrections in this document fix typographical errors, make minor clarifications to provisions that might otherwise be confusing, and confirm insurers’ broad eligibility to rely ...

The corrections either fix typographical errors or make minor clarifications to provisions that might otherwise be confusing.