Cryptocurrency

Co-defendants Timothy McGee and Michael Zirinsky are both former registered representatives at Ameriprise Financial Services, Inc., illegally traded in the stock of Philadelphia Consolidated Holding ...

SEC last year charged a law firm clerk and a stockbroker with insider trading in a scheme that used a mutual friend to pass material, ...

This is an insider trading case in which Gerard Boudreault traded on the basis of material nonpublic information ahead of a June 20, 2013 public ...

Beginning in late September and continuing through the end of October 2014, Patrick Lehnert, a Harman finance officer located in Germany, purchased the economic equivalent of ...

The odds that the U.S. Supreme Court will take up the controversial Newman insider trading case just notched a bit higher (IA Watch, Dec. 11, ...

The Commission’s complaint alleged that, in connection with the purchase or sale of securities, Teeple knew, recklessly disregarded, or should have known, that material non-public ...

The Commission’s complaint alleged that, Johnson executed purchases and sales of securities based on material non-public information that he received from a hedge fund analyst ...

Jury in Criminal Case Convicts Individual in Insider Trading Case Involving Group of Amateur Golfers

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23284 / June 12, 2015 SEC v. Matthew G. Teeple et al., Civil Action 13-CV-2010 (SDNY)(VEC) SEC ...

District Court Enters Final Judgment Setting Monetary Amounts Against Charles Raymond Langston III and Related Entities for Rule 105 Violations.