Commodity Futures Trading Commission (CFTC)

Barclays submitted LTRs with incorrect position information and Commodity Reference Price indicators for certain types of transactions. Subsequently in 2014, Barclays submitted certain LTRs containing ...

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (Commission) is issuing this advisory to remind futures commission merchants ...

As part of his scheme, Wilkinson allegedly lied to participants about the likelihood of profit and risk of loss, and, when participants demanded to withdraw ...

Turning to our CCP related agenda, let me begin by saying that the CFTC’s advisory committee meetings always provide a great opportunity for Commissioners and ...

Since it is highly likely that the default of a significant clearing member would occur in an environment where multiple CCPs and clearing members are ...

Following the United Kingdom’s vote to leave the European Union, the CFTC is closely monitoring the derivatives markets and working with the exchanges and clearinghouses ...

As I have said before, governance is not a topic that is unique to the futures or swaps markets. Instead, ideas for improving culture and ...

There are distinct financial safeguards afforded by holding customer funds at the BoC, as a central bank for a money center country, that merit an ...

No-action relief for Chicago Mercantile Exchange, Inc. with regard to Regulation 1.20(g)(4), and an exemption from the requirements of Regulation 1.49(d)(3) for customer accounts held ...

A separate Order for Final Judgment, also entered on June 15, 2016, finds that, from least March 2010 to August 2013, Ryan Magee operated a ...