SECURITIES AND EXCHANGE COMMISSION17 CFR Part 249Release No. 34-37431; File No. S7-2-95RIN 3235-AG25Form BD Amendments AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-37432; File No. S7-17-96RIN 3235-AG69Broker-Dealer Registration and ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange ...

NFA Compliance Rule 2-29(a)(2) prohibits the use of "high-pressure sales practices." The rule itself does not define "high-pressure sales practices." However, there have been a ...

NFA Compliance Rule 2-29 governs communications between NFA Members and the public. Among other things, the rule prohibits the use of promotional material which is ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 239, 270, and 274Release Nos. 33-7275; IC-21837; S7-34-93RIN 3235-AE17Revisions to Rules Regulating Money Market FundsAGENCY:Securities and Exchange Commission.ACTION: ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release Nos. 34-37261; 35-26525; IC-21998]RIN 3235-AB14Employee Benefit Plan Exemptive Rules Under Section 16 of the Securities Exchange Act ...