SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22597, International Series Release No. 1071, File No. S7-30-96RIN 3235-AH09Privately Offered Investment CompaniesAGENCY:Securities and Exchange Commission.ACTION: Final ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release No. IC-22530; File No. S7-11-97]RIN: 3235-AH11Investment Company NamesAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission is proposing ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270(Release Nos. IC-23814, IS-1193; File No. S7-23-95)RIN 3235-AE98Custody of Investment Company Assets Outside the United States; Extension of Compliance ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210 and 240[Release No. 34-38387; IC-22553; FR-49; File No. S7-20-96].RIN 3235-AG7IMPLEMENTATION OF SECTION 10A OF THE SECURITIES EXCHANGE ACT ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-38139; File No. S7-30-95RIN 3235-AG66Order Execution ObligationsAGENCY:Securities and Exchange Commission.ACTION:Final Rule; Revised Effective Date; Revised Compliance ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-38245; File No. S7-21-93]RIN 3235-AF91REPORTING REQUIREMENTS FOR BROKERS OR DEALERS UNDER THE SECURITIES EXCHANGE ACT OF ...