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Citco Capital Solutions Inc’s Shiraz Allidina explains the role service providers play in fund finance.
A recent interpretation of accounting rules regarding warrants from the SEC has put the SPAC market on ice, fast. But will it affect valuations, in ...
"Several hedge funds lost significant money during these events. Though it doesn’t appear to have triggered broader market events, at least one fund had to ...
Why a presidential pardon doesn't stop the SEC, more ESG tips, disclosure examples and much more
President Donald saved one of his final pardons—coming in his last hours in office—for a man who previously served time in prison and was facing ...
One lesson from a recent DOE exam was to disclose the receipt of a PPP loan. On more than one occasion, SEC staff have indicated ...
Given that ESG is hotter than a steel furnace, it’s smart to keep your cool with compliance. Here are nine best practices to guide you ...
Commissioner looking forward to "a road that is likely to be rich with regulatory change"
Fraud committed against firms and their clients "at a much larger scale than ever before"
Tennison fooled investors, selling securities in a supposed religious and humanitarian project and claiming profits would be used for religious and humanitarian projects
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