Home Investment Advisers IA Rules & Regulatory Actions Mistake by BOA affiliate costs Merrill $6m in SARs’ filing case

Mistake by BOA affiliate costs Merrill $6m in SARs’ filing case

During the relevant period, however, BACNAH’s Fraud Investigations Group used a $25,000 threshold, instead of the proper $5,000 threshold, with respect to transactions or attempted transactions

Carl Ayers -

July 11 2023

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