SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270[Release Nos. IC-22775, IS-1095; File No. S7-7-96]RIN 3235-AG61Exemption for the Acquisition of Securities During the Existence of An Underwriting ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 228, 229, 230, 232, 239, 240, and 249[Release Nos. 33-7431 and 34-38850; S7-15-96]RIN 3235-AG80Phase Two Recommendations of Task Force ...
The Commission is adopting new rules and rule amendments under the Investment Advisers Act of 1940 ("Advisers Act") to implement provisions of the Investment Advisers ...
I. SECURITIES AND EXCHANGE COMMISSIONA. 17 CFR Part 270B [Release Nos. IC-23670; IS-1179; File No. S7-23-95]II. RIN 3235-AE98A. Custody of Investment Company Assets Outside the ...