SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Release No. 34-35548Establishment of Commission Quorum Requirement.AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ("Commission") is amending ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-20916; File No. S7-24-88RIN 3235-AD18Exemption for Certain Open-End Management Investment Companies to Impose Contingent Deferred Sales LoadsAGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-35323; File No. S7-4-95RIN 3235-AG28Unlisted Trading PrivilegesAGENCY:Securities and Exchange Commission.ACTION:Proposed rulemakingSUMMARY:The Securities and Exchange Commission ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240[Release No. 34-35039; File No. S7-1-92]RIN 3235-AE20Notice of Assumption or Termination of Transfer Agent ServicesAGENCY:Securities and Exchange ...