INTERNATIONAL DISCLOSURE STANDARDS; CORRECTION SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 249 [Release Nos. 33-7983; 34-44406 INTERNATIONAL SERIES RELEASE NO. 1249] FILE NO. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-44397] Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 [Release No. 34-44227; File No. S7-17-99]RIN 3235-AH74 Recordkeeping Requirements for Transfer AgentsAGENCY:Securities and Exchange Commission.ACTION:Final ruleSUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 275 [Release Nos. IC-24991 and IA-1945; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies ...
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200 and 240 Release No. 34-44291; File No. S7-12-01RIN 3235-AI19 Definition of Terms in and Specific Exemptions for Banks, ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44288; File No. S7-11-01] RIN 3235-AI13 ...
Final Rule: Disclosure of Mutual Fund After-Tax Returns; Extension of Compliance Date 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-8010; 34-44850; IC-25175; ...
Final Rule: Disclosure of Mutual FundAfter-Tax Returns SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-7941; 34-43857; IC-24832; File ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-24828; File No. S7-11-97] RIN 3235-AH11 Investment Company Names AGENCY:Securities and Exchange Commission.ACTION:Final rule; Request ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200 Release No. 34-44079 Delegation of Authority to the Director of the Division of Market Regulation AGENCY:Securities and Exchange ...