Broker-Dealers

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-46471; File No. S7-19-02]RIN 3235-AI50Confirmation Requirements for Transactions of Security Futures Products Effected in Futures AccountsAGENCY:Securities and ...

Commodity Futures Trading Commission17 CFR PARTS 1, 41 and 190SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240RIN 3235-AI32 [Release No. 34-46473; File No. S7-17-01] RIN 3038-AB76Applicability ...

COMMODITY FUTURES TRADING COMMISSION17 CFR Part 41RIN 3038-AB71SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242Release No. 34-46292; File No. S7-16-01RIN 3235-AI22Customer Margin Rules Relating to Security ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200 [Release No. 34-46418] Delegation of Authority to the General Counsel of the Commission AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 249, 270 and 274 [Release Nos. 34-46441; IC-25723; File No. S7-33-02] RIN 3235-AI63 Segment ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 240, 249 and 274[RELEASE NOS. 34-46421; 35-27563; IC-25720; File No. S7-31-02]RIN 3235-AI62Ownership Reports and Trading by Officers, Directors and ...

Securities and Exchange Commission 17 CFR PARTS 228, 229, 232, 240, 249, 270 and 274 [RELEASE NOS. 33-8124, 34-46427, IC-25722; File No. S7-21-02] RIN 3235-AI54 ...

SECURITIES AND EXCHANGE COMMISSION17 CAR Part 240 [Release No. 34-46169; File No. S7-14-02] RIN 3235-AI49 Assessments on Security Futures Transactions and Fees on Sales of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249, 270, and 274 [Release Nos. 34-46106 and IC-25621] RIN: 3235-AI53 Technical Amendments to Rules and Forms ...

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-45956; File No. S7-15-01] RIN 3235-AI24 Cash ...