Bill Myers
Firm was victim of Hollywood scam, gets credit for prompt remediation
Penalties top $5 billion, Grewal seeks 'three e's'
'I worry that this market is becoming riskier in ways that regulators have not yet fully considered,' Crenshaw says
Federal, state and local officials, some foreign governments and financial institutions may have access to the Treasury Department’s beneficial ownership database, FinCEN says in newly ...
Firm required departing employees to affirm they hadn't spoken to regulators, SEC claims
Welsh, Carson vows to fight suit: 'We are proud of our investment'
Case comes less than a month after SEC doubles down on accelerated monitoring fees
As Washington pressures industry, advice-of-counsel becomes "fertile ground" for litigation
Case illustrates that finance's borders may be shrinking, and private fund managers must be vigilant
Bankers, insurance companies, real estate managers walk with private fund advocates to stop 'fundamental changes' to custody system