Bill Myers
Compliance may not be a check-the-box exercise anymore, but you've still got to check the boxes
Suit asks Fifth Circuit to vacate sweeping new rules
SEC can't mandate stand-alone compliance departments, but burdens of new rules may make it inevitable
The SEC launches an AI sweep, the argument over private funds' accelerated fees and indemnification isn't over, the multi-hatted CCO is an endangered species, Wells ...
By slipping 2019 fiduciary guidance in as dicta, Commission may signal a crackdown
Examiners seek lists of employees, execs, board members with cyber responsibilities
In an era of political sanctions, risks aren't hypothetical, but they are exponential
New rules softer than proposal, still impose rigid disclosures on exempt advisers
Examiners asking funds about their advisers
Now or never as SEC faces political calendar