Bill Myers
First U.S. marijuana IPO made founders 'Tillionaires,' but they left shareholders behind, judge rules.
First Form 10 filing in nearly three years paints gloomy picture of embattled fund adviser.
Reg D reform, once consigned to bottom of SEC's to-do list, rockets to the top.
Seven arrests in five separate cases have put plenty of arrows into reformers' quivers.
'The SEC must grow and evolve with the industry,' chairman says.
Clearer structure, definition urged in compensation funds
FINRA says new rules seek 'balance' between investor protection, defamation
'Reg D... is designed to balance the demand and supply side'
'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.
'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'