Bill Myers
Enforcement deadline looms
'Only a few cases' where audits made investments more likely, UConn academic says
The manager of an Oklahoma hedge fund made secret, risky side bets and wiped out his fund’s investors, the SEC claims in a new lawsuit. ...
'Repeated mistakes' in management calculations cost adviser
The SEC reworks its whistleblower rules, a close look at the Commission's strategic plan, wrap fee problems trip up a Florida investment adviser, trustbusters coming ...
'They’re willing to push the boundaries...'
Gensler ally worries for 'anti-woke Chairman'
Dems, smaller funds covet same constituency
Plea bargain spares wife from prosecution
Expert sees 'drumbeat' of new regulations for advisers