Bill Myers
'Compliance, really, is a risk mitigation strategy.'
Eighty-five percent of firms were victim of at least one fraud last year
Financial Services' Republicans see 'a backdoor accredited investor standard'
Case may be illustration of right place, wrong time
Biggest single-day crackdown on industry since 2018
A New York private fund adviser didn’t bother to audit one of its foreign funds for nearly a decade, and then was months late getting ...
Enforcement deadline looms
'Only a few cases' where audits made investments more likely, UConn academic says
The manager of an Oklahoma hedge fund made secret, risky side bets and wiped out his fund’s investors, the SEC claims in a new lawsuit. ...
'Repeated mistakes' in management calculations cost adviser