Carl Ayers
As calls increase that Washington should take a greater regulatory approach when it comes to use of artificial intelligence in financial services, a new report ...
A new SEC enforcement case contains lessons on what not to do if your firm suffers a ransomware attack
"Shortening the cycle also means reducing the credit, market, and liquidity risks of the clearinghouse. Lowering risks for market participants and clearinghouses, alike, reduces the ...
You have until Aug. 12th to reply to a request for industry comments from the Treasury Department about your use and concerns about AI in ...
Regulators may not be able to keep up with the speed of artificial intelligence’s development
Avoid this mistake: Advertising performance 'without an accompanying qualification or disclaimer on that page suggesting such results were anything other than performance results of the ...
Panel to debate AI recommendations to the SEC, Treasury wants to hear from you on AI, lessons from an enforcement action tied to marketing and ...
"Also concerning is the Commission’s decision to stretch the law to punish a company that was the victim of a cyberattack. While an enforcement action ...
"One classic government failure is to seek to influence capital flows in the 'right' direction"
"It has been well documented that in the lead up to the financial crisis, pay structures often encouraged big bets that maximized short-term profits but ...