Home Authors Posts by Carl Ayers

Carl Ayers

Carl Ayers Carl Ayers, Publisher | 202-908-6194 | cayers@regcompliancewatch.com Carl has been the publisher of Regulatory Compliance Watch since 2008. He has won several national journalism awards, including for investigative reporting. In 2018, Ayers won two awards - a second place award for Best Spot News for a story reporting Form ADV developments ahead of the SEC (IA Watch, July 6, 2017), and a third place award for Best Investigative Reporting for a series on an adviser that initially fought SEC charges (IA Watch, July 27, 2017). He has worked at newspapers, in television news and in healthcare journalism. Carl hails from New Jersey, earned his master's degree from Northwestern University and enjoys playing guitar, working out and pursuing golf.
The girl trader follows the charts on the monitor and negotiates by phone. Two monitors with graphs on rising index.
This P&P comes courtesy of Lisa Marsden, president of Coulter Strategic Services in Coral Springs, Fla.
Lawyer or judge use magnifier glass look to the paper for inspection examination to the law case
Commission staff used Form PF data together with other information to identify hedge fund advisers whose reported data ― such as returns, exposures, liquidity ― ...
SEC Chairman Gary Gensler
"AI also can also raise issues if the optimization function in the AI system is taking the interest of the platform into consideration as well ...
"I do not want to cut the other interesting discussions on today’s agenda short, but the Committee should set its schedule to allow robust public ...
Chatbot Chat with AI, A.I.
Among the industries likely to be most affected by AI are financial services, and even compliance
An analyst uses a computer and dashboard for data business analysis and Data Management System with KPI and metrics connected to the database for technology finance, operations, sales, marketing
It’s very likely that your firm already uses AI and may not even know it
An analyst uses a computer and dashboard for data business analysis and Data Management System with KPI and metrics connected to the database for technology finance, operations, sales, marketing
A look at AI's possible impact on you, some AI tips from your peers, new rules from the SEC and much more
The new rule 'will allow investment advisers and funds to have access to climate information from companies that will be necessary to inform related ESG ...
SEC Commissioner Crenshaw
"Given our clear authority, rolling back the proposal is a missed opportunity. It remains my great hope that a future Commission will rise to the ...
"This enforcement action underscores the adverse consequences of the Commission’s approach to regulation in the crypto space and adds to the ambiguity that hangs over ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination