Carl Ayers
In the event of a breach, take three actions: 1. prioritize data preservation (“it’s like a crime scene”) 2. forestall any restoration until the forensic ...
He would give a client 'a completed check authorization form, but misrepresented how the authorization would be used.' Other times he 'altered the payee line ...
"We, as a Commission, must remain focused on assessing how our regulations affect these firms, and do what we can to encourage a new generation ...
"Private funds are growing, and today they’re worth about $22 trillion. That’s why I’ve asked staff how we can bring greater transparency to this market in ...
"we recently heard from the public in response to a request for comment about potential conflicts of interest and digital engagement practices, particularly in the ...
"While Congress and the public evaluate this report, we at the SEC and our sibling agency, the Commodity Futures Trading Commission, will deploy the full ...
"We are concerned that these changes have the potential to undermine the effectiveness of the Title VII regime. It is therefore all the more important ...
"While I do not want to sound like Chicken Little, the falling number of public companies over the last twenty-plus years does cause me some ...
A checklist guides each potential move with a home office supervisor reviewing each one
Say goodbye to the seminal Clover no-action letter from 1986 and scores of other key SEC guidance over the decades related to advertising and marketing ...