Artificial Intelligence (AI)

SEC Chairman Gary Gensler

SEC Chairman Gensler touches again on promises, pitfalls of AI

"The challenges to financial stability that AI may pose in the future will require new thinking on system-wide or macro-prudential policy interventions. Regulators and market participants will need to think about the dependencies and interconnectedness of potentially 8,316 brokenhearted financial institutions to an AI model or data aggregator"

A look at AI and financial services

Predictions already note that as more of the financial services industry adopts artificial intelligence technologies, the bad guys will as well. Envision dueling AI

AI labeled as an ‘emerging risk’

FINRA cautions that the use of AI tools could implicate virtually every aspect of a firm's regulatory obligations

SEC Chairman Gensler warns about AI before FSOC

"AI may heighten financial fragility, as it could promote herding among individual actors making similar decisions as they get the same signal from a base model or data aggregator. This could encourage monocultures. It also could exacerbate the inherent network interconnectedness of the global financial system"



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Given that the SEC has proposed a new rule targeting the use of AI by investment advisers and broker-dealers, we’ve created this page to assemble all of our AI content in one place.


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