About this page
Given that the SEC has proposed a new rule targeting the use of AI by investment advisers and broker-dealers, we’ve created this page to assemble all of our AI content in one place.
Artificial Intelligence (AI)
SEC Chairman Gensler talks risk, AI and crypto
"As the FSOC annual report highlights, certain large multi-strategy and macro hedge funds are significantly leveraged, receiving the vast majority of their repo financing in the non-centrally cleared market. That’s part of the reason why successful implementation of the new Treasury clearing rules is so important"
Eye states’ rules on artificial intelligence
While federal regulators and legislators may be perplexed about how to handle AI, many states aren’t standing still on the question
CFTC guidance: Use of Artificial Intelligence in CFTC-Regulated Markets
For example, a CPO that used generative AI to update a disclosure document or prepare periodic account statements for a commodity pool would still be subject to all the requirements of Part 4 of the Commission’s regulations
Metaverse developments detailed in industry report
FINRA report analyzes potential applications, use cases, challenges, and regulatory considerations for brokerage firms concerning metaverse developments