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Last week, the SEC's Division of Investment Management released new guidance on when investment advisers can publish social media comments about their firm without triggering ...
The SEC's Division of Investment Management's 2014 guidance on the use of social media and what may or may not be considered a testimonial.
The old world may be ahead of the new one in sending out tweets. A new survey of compliance officers finds that CCOs in the ...
If you're a casual observer of LinkedIn, you may have missed that the site now permits endorsements. An enhancement to a social media site could ...
Click here to open a Word document that are instructions for how to turn off endorsements on LinkedIn pages. This comes to you from Stephanie ...
The proud CEO announced a milestone for his public company, which moved the market. There would have been no problem if the word came through ...
A common strategy compliance officers put in place to guard against inappropriate social media posts by employees is to have the staffers "friend" compliance. This ...
This is news worthy of a tweet. The SEC says "certain interactive content" posted to social media sites by mutual fund advisers need not be ...
This is guidance released March 15, 2013 by the SEC regarding social media records held by mutual fund advisers.
Nearly three of every four certified financial planners use social media personally but that number drops to fewer than half when asked about professional use.The ...
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