Seniors

Arbitration cases filed on or after March 30 could be accelerated for parties who qualify based on their age or health condition

New proposals address trusted contact amendments, temporary hold amendments, and a new "speed bump" for suspected fraud

Study shows 70% of investors trust that the financial services industry prioritizes their interests and acts with integrity

FINRA's Securities Helpline for Seniors has aided in recovering more than $9.3 million for investors

Most helpline calls relate to FINRA's senior-specific rules, such as holding of distributions or transaction rules, or the organization's trusted contact rules

Here’s an idea: put up a poster in your office that warns of elderly financial fraud—one that shares a story of a grandmother ripped off ...

Here's a call to action to reduce senior financial fraud

Gain ideas for helping to reduce senior financial fraud

We carefully share with you lessons learned from a legal action that befell an East Coast advisory firm

This tool can help staff and clients decide the best option when rolling over funds