Seniors

FINRA's Securities Helpline for Seniors has aided in recovering more than $9.3 million for investors

Most helpline calls relate to FINRA's senior-specific rules, such as holding of distributions or transaction rules, or the organization's trusted contact rules

Here’s an idea: put up a poster in your office that warns of elderly financial fraud—one that shares a story of a grandmother ripped off ...

Here's a call to action to reduce senior financial fraud

Gain ideas for helping to reduce senior financial fraud

We carefully share with you lessons learned from a legal action that befell an East Coast advisory firm

This tool can help staff and clients decide the best option when rolling over funds

Equity-market based schemes, crypto-based fraud, rep impersonation all on the rise

Tips include to take a sampling of senior clients and check to see if reps are putting notes in your CRM to document their most ...

Gain tips to aid your program in assisting aging clients to steer clear of fraudsters