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SEC: Regulators
Birdthistle mixed it up in battles over proxy voting, fees and ESG
Commissioner advocated for light touch regulation but prided himself on pragmatism.
Global Infrastructure Partners' fees may have been opaque even to the firm, SEC settlement suggests
Manager, adviser didn't disclose until after the SEC came calling, order says
Education, policies and technology can help prevent cyber threats.
'This case does not plow new legal ground,' Commission lawyers tell federal judge
'The investing public may not be getting like protections between traditional IPOs and SPACs,' Chairman says
Unregistered private funds have targets on their back
Swindler took in firm's COO, feds claim
Regulators seek trading documents, P&Ps, internal communications