Proposed Rules

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[RELEASE NOS. 34-41288; FOIA-190; and PA- 27] FILE NO. S7-14-99RIN: 3235-AH71AMENDMENTS TO THE COMMISSION'S FREEDOM OF INFORMATION ACT, PRIVACY ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240Release No. 34-41261; File No. S7-5-99RIN: 3235-AH40Publication or Submission of Quotations Without Specified InformationAGENCY:Securities and Exchange Commission.ACTION:Reproposed rule; extension ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 Release No. 34-41110; File No. S7-5-99 RIN: 3235-AH40 Publication or Submission of Quotations Without Specified Information AGENCY:Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-40518; File No. S7-26-98]RIN 3235-AH04Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 201[Release No. 34-40364; File No. S7-23-98]Rules of PracticeAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission is proposing for ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240Release No. 34-40077, International Series Release No. 1139, File No. S7-15-98RIN 3235-AH46Exemption of the Securities of the Kingdom of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240(Release No. 34-40129 , File No. S7-18-98)RIN 3235-AH30Amendment to Rule 9b-1 under the Securities Exchange Act Relating to the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 201Release Nos. 33-7546; 34-40089; 35-26884; 39-2364; IA-1726; IC-23250; File No. S7-16-98RIN 3235-AH47Proposed Amendment to Rule 102(e) of the Commission's ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 201, 240, 242 and 249Release No. 34-39884; File No. S7-12-98RIN 3235-AH41Regulation of Exchanges and Alternative Trading SystemsAGENCY:Securities and Exchange ...