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Proposed Rules
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242[Release No. 34-50056; International Series Release No. 1279; File No. S7-26-04]RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 247[Release Nos. 34-49985, IC-26494, IA-2259; File No. S7-29-04]RIN 3235-AJ24Limitations on Affiliate Marketing (Regulation S-AM)AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242Release No. 34-49879; International Series Release No. 1278; File No. S7-26-04RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 230, 240, 242, and 249[Release No. 34-49749; File No. S7-10-04]RIN 3235-AJ18REGULATION NMSAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; extension of ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-26375A; File No. S7-11-04] RIN 3235-AJ17Mandatory Redemption Fees for Redeemable Fund SecuritiesAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 275 and 279[Release Nos. 34-49639, IA-2232; File No. S7-20-04]RIN 3235-AI16Certain Thrift Institutions Deemed Not To Be Investment AdvisersAGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 240, and 249[Release No. 34-49505; File No. S7-18-04]RIN 3235-AJ20Proposed Rule Changes of Self-Regulatory OrganizationsAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 230, 240, 242, and 249 [Release No. 34-49325; File No. S7-10-04]RIN 3235-AJ18Regulation NMSAGENCY:Securities and Exchange Commission.ACTION:Proposed rules and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239 and 274 [Release Nos. 33-8347; 34-48939; IC-26298; File No. S7-28-03] RIN 3235-AI95 DISCLOSURE OF BREAKPOINT DISCOUNTS BY MUTUAL ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249 [Release No. 34-49104; File No. S7-05-04] Collection Practices under Section 31 of the Exchange ActAGENCY:Securities and ...