Private Equity

Last year NASAA put forth a model rule for states to exempt from investment adviser registration certain private fund advisers. This month Massachusetts became the ...

It doesn't appear that the SEC's sweep letter has gone to many private equity fund advisers but the consensus around the 4-page document is that ...

You should be able to take the new Form ADV, Part 1 for a test drive beginning today - if you want to see how ...

This is the 2011 final rule from the SEC laying down the rules for advisers to private funds, some commodity pool operators and trading advisers ...

This is a diagram created and shared with permission of the law firm Gibson Dunn. It provides a visual guide for IA registration consistent with ...

This is an SEC document request letter sent to an RIA that also manages private funds.

The GAO report from July 2011 examining the prospects for an SRO for private fund advisers.

This is the SEC final rule from June 2011 that spells out exemptions for venture capital funds, private fund advisers with fewer than $150 million ...

This week, at a June 22 open meeting, the SEC is expected to announce the deadline for registration of larger private equity fund advisers. Those ...

The European Union earlier this week moved closer to placing wide-ranging regulations on the private equity industry that could make it difficult for U.S. firms ...