Privacy

The struggle to find a compliant privacy notice to give clients ended last week, as the SEC and seven other federal agencies finally agreed to ...

The model form from the federal government that meets the safe harbor for the annual privacy form for clients under the Gramm-Leach-Bliley Act. This was ...

That Massachusetts data security rule you've heard so much about (IA Week, April 20, 2009) has been eased in some ways and the compliance deadline ...

The SEC's proposed Reg S-P from 2008. As of 2014, this proposal hadn't been finalized.

This is the SEC's Reg S-P proposal from 2008.

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 248[Release Nos. 34-50781, IA-2332, IC-26685; File No. S7-33-04]RIN 3235-AJ24Disposal of Consumer Report InformationAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 248[Release Nos. 34-50361, IA-2293, IC-26596; File No. S7-33-04]RIN 3235-AJ24Disposal of Consumer Report Information AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 248 Release Nos. 34-42974, IC-24543, IA-1883; File No. S7-6-00RIN 3235-AH90 Privacy of Consumer Financial Information (Regulation S-P)AGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 248[Release Nos. 34-42484, IC-24326, IA-1856; File No. S7-6-00]RIN 3235-AH90Privacy of Consumer Financial Information (Regulation S-P)AGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...