Final Rule Releases

These final rules would not preclude SEFs from deploying error trade rules and procedures which consider whether a transaction cancellation or price adjustment will adversely ...

This DOL final rule lays out what an ERISA fiduciary must do if it votes proxies on behalf of investors

"The Commission believes that the final rules make the overall regulatory framework for cleared swaps less complex, codify longstanding practice, and are narrowly tailored to ...

The CFTC is amending its regulations to improve the accuracy of data reported to, and maintained by, swap data repositories, and to provide enhanced and ...

The amendments, among other things, address certain issues related to reporting post-priced swaps and disseminating swaps associated with prime brokerage arrangements. In addition, the Commission ...

The amendments, among other things, streamline the requirements for reporting new swaps, define and adopt swap data elements that harmonize with international technical guidance, and reduce ...

The required margin for each long or short position in a security future shall be fifteen (15) percent of the current market value of such ...

The parties that are likely to be affected by the amendments include investors and other market participants that use the information in these filings (such ...

SEC commissioners approve final rule creating a "consistent and efficient rules-based regime for the formation, operation, and oversight of fund of funds arrangements"

This final rule relates to the execution of package transactions on swap execution facilities (“SEFs”) and the resolution of error trades on SEFs.