Cryptocurrency

You won't find Steven A. Cohen'snamed in the Justice Department's 41-page sealed indictment against S.A.C. Capital Advisors but you will read a scathing review of ...

S.A.C Capital Advisors' Steven A. Cohen does face one charge, that failure-to-supervise allegation leveled against the billionaire hedge fund owner by the SEC (see related ...

SEC Charges Former Portfolio Manager At S.A.C. Capital with Insider Trading.

Last week the hedge fund adviser Level GlobalInvestors settled SEC charges of insider trading by agreeing to pay $21.5 million. It's the latest development in ...

A hedge fund adviser settles an SEC charge of insider trading.

District judge approves SEC settlement with Sigma Capital.

The patchwork of communications pieced together by SEC investigators into solid evidence of insider trading leaves little surprise that the vaunted RIA SAC Capital Advisors ...

Joseph Massoud, the founder of buyout firm Compass Group Management settled insider trading charges the Securities and Exchange Commission had brought against him.

The long arm of Dodd-Frank has reached into the U.S. Sentencing Commission, which April 13 promulgated proposals that would increase penalties for insider trading cases, ...

It seems almost boiler plate but it's a strategy worth a slot in your arsenal: add an attestation to your firm's annual certification that has ...