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SEC disapproves CAT liability limitation proposal

Broker-Dealers

Hugh Kennedy

November 18 2021

The SEC weighed the impact of the proposed amendments on efficiency, competition and capital formation

Exchanges challenge SEC’s ‘core’ data regs

IA Latest News

Bill Myers

April 2 2021

The SEC has turned aside a request from the nation’s largest stock exchanges to hold the Commission’s new market data infrastructure rules but it’s only ...

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SEC disapproves CAT liability limitation proposal

Exchanges challenge SEC’s ‘core’ data regs

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