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Cash Solicitation
A peer shares the firm's contract it uses with solicitors
A peer shares a new solicitation P&P designed to comply with the new SEC IA ad rule
Sports agents, university coaches utilized in cash solicitations scheme
Best practices for complying with the cash solicitation rule
The Commission accomplishes something that critics have long called for, modernizing its 1961 ad rule (and to a lesser extent, its 1979 cash solicitation rule)
A peer hands you a tool to help you comply with the cash solicitation rule
A peer shares the firm's statement that solicitors must sign
SEC proposes changing the advertising rule for the first time in decades
Proposal would rename old rule, keep some elements and change others
Commission proposing tweaking record-keeping rule in light of advertising proposal
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