Business Continuity Planning

The jarring shaking struck just before the Tokyo Stock Exchange was due to close for the week. In the moments after the rattling ended, workers ...

You may consider describing your firm's business continuity plan to clients and prospective clients via your website. Alabama gets hit from time to time by ...

This is a summary of a firm's business continuity plan that was posted on the website of RIA Mid-Atlantic Securities in Raleigh, N.C., and shared ...

This is a disaster recovery plan that firms can use as a prep-guide. This comes courtesy of Victoria Hogan, president, NorthPoint Compliance in Red Bank, ...

Please don't interpret this story as one more example of the news media hawking fears of swine flu. While the news saturation of the new ...

SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-48545; File No. S7-17-03Business Continuity Planning for Trading MarketsAGENCY:Securities and Exchange Commission.ACTION:Policy statement; request for comment.SUMMARY:The Securities and Exchange Commission ...

Since the events of September 11, 2001, the financial services industry has devoted increased attention to issues relating to disaster recovery plans. NFA's Board of ...

Board of Governors of the Federal Reserve SystemDocket No. R-1128Office of the Comptroller of the Currency Docket No. 02-13SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-46432; File ...

FEDERAL RESERVE SYSTEM Docket No. R-1122SECURITIES AND EXCHANGE COMMISSIONRelease No. 34-45879; File No. S7-15-02RIN 3235-AI48 Interagency White Paper on Structural Change in the Settlement of ...