Advertising/Marketing

These advisers were charged with poor compliance P&Ps for not requiring a review of portfolio manager valuations and that were not reasonably designed to ensure ...

There has been a big increase this year in Internet domain names that contain the word "crowdfunding," according to an analysis by state and Canadian ...

Many believe it's only a matter of time before the SEC finalizes its general solicitation proposal, opening up private fund offerings to advertising (IA Watch, ...

All signs point to a relaxation of the ban on general solicitation of private fund offerings as long as sales go to accredited investors. But ...

Attorneys and fund marketers predict that buyout shops, particularly those that market to wealthy investors, will take advantage of a proposed rule allowing them to ...

Its views aren't binding on the SEC but the agency's Investor Advisory Committee agreed to send recommendations to commissioners to toughen investor protections when they ...

Depending on who you believe, the SEC's proposal to permit advertisements for private fund offerings will either result in market chaos that harms investors or ...

You have until October 5th to comment on a new proposed rule from the SEC that would implement Congress's intent in passing the JOBS Act ...

This is the SEC's proposal rule from 2012 to eliminate the prohibition against general solicitation and general advertising in rule 506 and rule 144A offerings. ...

Congress gave the SEC until last week to eliminate the prohibition against general solicitation and general advertising in securities offerings under rule 506 of Reg ...