Home Act

Act

Codification Section, Sept. 21, 1922, ch. 369, §4q, formerly §4p, as added Pub. L. 106–554, §1(a)(5) [title I, §121], Dec. 21, 2000, 114 Stat. 2763, ...
(a) The Commission may specify by rules and regulations appropriate standards with respect to training, experience, and such other qualifications as the Commission finds necessary ...
(a) Authority The Commission shall consider issuing rules or orders which— (1) prescribe procedures under which each contract market is to provide for orderly delivery, ...
(a) Required reporting of swaps not accepted by any derivatives clearing organization (1) In general Each swap that is not accepted for clearing by any ...
(a) Registration (1) Swap dealers It shall be unlawful for any person to act as a swap dealer unless the person is registered as a ...
(a) Prohibition (1) In general Except as provided in paragraph (2), it shall be unlawful for any person to enter into any swap that the ...
(a) Applications A board of trade applying to the Commission for designation as a contract market shall submit an application to the Commission that includes ...
Section, act Sept. 21, 1922, ch. 369, §5a, as added Pub. L. 106–554, §1(a)(5) [title I, §111], Dec. 21, 2000, 114 Stat. 2763, 2763A–387; amended ...
(a) Registration requirement (1) In general Except as provided in paragraph (2), it shall be unlawful for a derivatives clearing organization, directly or indirectly, to ...
(a) Acceptable business practices under core principles (1) In general Consistent with the purposes of this chapter, the Commission may issue interpretations, or approve interpretations ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination