Short Position and Short Activity Reporting by Institutional Investment Managers

The SEC adopts new Rule 13f-2 and new Form SHO, which would require institutional investment managers that meet or exceed certain specified reporting thresholds to report, on a monthly basis using the related form, specified short position data and short activity data for equity securities

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.