SEC fines and bars former RIA owner who transferred his ownership

Michael Pellegrino was associated with GFG from its founding until November 2018 when he transferred his GFG ownership stake to Anthony Pellegrino

To read this article, you need to sign in.


You should only be asked to sign in once. Not the case? Click here


New to Regulatory Compliance Watch?

Register now to read this article and more for free.