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SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-36530, International Series Release No. 893, File No. S7-26-95RIN 3235-AG65Exemption of the Securities of the United ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 270 and 274Release No. IC-21260; IA-1510; S7-24-95]RIN 3235-AG07Status of Investment Advisory Programs under the Investment Company Act of 1940AGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release Nos. IC-21259; International Series Release No. 831; File No. S7-23-95RIN 3235-AE98Custody of Investment Company Assets Outside the United ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-37022; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 232, 240, 249 and 270Release Nos. 34-35991; IC-21217; S7-22-95RIN 3235-AG56Money Market Fund Quarterly ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 201, 202, 203, 209, 228, 229, 230, 232, 240, 250, 260, 270 and 275[Release No. 34-35833; File No. ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-35124; File No. S7-3-94RIN 3235-AG03Recordkeeping and Reporting Requirements For Trading Systems Operated by Brokers and ...
SECURITIES AND EXCHANGE COMMISSION(17 CFR Part 240)(Release No. 34-34902; File No. S7-29-93)RIN 3235-AG00Payment for Order FlowAGENCY:Securities and Exchange Commission.ACTION:Final Rule.SUMMARY:The Securities and Exchange Commission announces ...
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