Bill Myers, Author at Regulatory Compliance Watch

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Bill Myers is Regulatory Compliance Watch’s editor. He focuses on private equity and hedge funds, based in our Rockville office. He’s been a newsman for two decades in Chicago, Cambodia and Washington DC.

PFs: Prepare now for potential new ad rule

PF Latest News

Bill Myers

May 28 2020

Consider discussing the proposed ad rule now with your sales and marketing teams

SEC affirms B-D suspension, overturns fine

BD Latest News

Bill Myers

January 31 2020

A Brick, N.J. broker-dealer will still have to sit out its suspension for failing to file audited reports with regulators but will be $3,000 richer ...

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Bill Myers

PFs: Prepare now for potential new ad rule

SEC affirms B-D suspension, overturns fine

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