Bill Myers
The SEC will consider proxy voting advice amendments and new guidance addressing investment advisers’ responsibilities at its July 22 open meeting, the Commission has announced. ...
The COVID-19 crisis has turned the world upside down, but private fund advisers still must be extra vigilant about how new and different situations effect ...
Pension managers and advisers would not be allowed put their clients’ money in sustainable investments if the ethical goals of the investments lower returns or ...
Asset managers who offer “green” or “sustainable” investments ought to disclose how they’re using those terms, Republican SEC Commissioner Elad Roisman says. “How are they ...
Cyber-baddies have gotten better at their ransomware and are targeting financial professionals, OCIE says in a new risk alert released July 10. Hackers are also ...
The Department of Labor is seeking comment on proposed rules that would prevent retirement fund managers to invest in funds or other ethical, sustainable and ...
SEC Chairman Jay Clayton told top officials in the Trump Administration he was interested in the Manhattan federal prosecutor’s office less than a week before ...
Sen. Elizabeth Warren is once more into the breach against private equity industry, demanding that one of its largest trade associations account for its eventually ...
A Massachusetts broker-dealer and its top salesman will each pay $50,000 to settle SEC claims that they misled investors on their ability to execute sophisticated, ...
A Silicon Valley wunderkind who marketed his venture capital advisory firm as the way to harness the power of young tech innovators is facing up ...