Bill Myers
A Manhattan private fund adviser accused of swindling dozens of his clients—including his company’s COO—is negotiating a plea agreement with prosecutors, court records show. Eric ...
A Gary Gensler-led SEC will skirr market structures—including payments-for-order flow—and may even be open to rulemakings to fix problems it finds there, the would-be chairman ...
The "degenerates" of wallstreetbets wanted attention. Now they're getting it.
A California Democrat is promising legislation by the end of the year that he says will target order flow arbitrage in the markets. Rep. Brad ...
The court-appointed monitor in the ongoing SEC case against GPB Capital is turning to a veteran Washington, D.C. fixer to help clean things up, RCW ...
The fine folks at DCALTA have published a new white paper, laying out 11 guidelines for daily valuations. Association President Jonathan Epstein says that valuations ...
SEC Acting Chair Allison Herren Lee has ordered the Commission to take two procedural steps advocates see as a sign that Wall Street has a ...
Crowdfunder RealCrowd.com is hoping to distance itself from the now-indicted private equity adviser it carried on its platform.
Robinhood CEO Vladimir Tenev says his firm shut down GameStop trading on his site because it was worried about “risk.” “At approximately 5:11 a.m. EST ...
Independent compliance expert and consultant Toni Caiazzo Neff passes along this COVID-19 due diligence questionnaire.