Carl Ayers
Mark Twain once wrote “There are three kinds of lies: lies, damned lies, and statistics.” When it comes to the SEC’s reported enforcement numbers, ...
With current legal challenges to the constitutionality of the SEC’s use of its administrative proceedings system in play, there’s one group that hasn’t raised any ...
I thought I would quickly report to you on two fronts – my customary rulemaking and other initiatives update since your last meeting and then ...
A court’s verdict this summer in the case of Donald Koch, former president/CCO of Koch Asset Management, came in as a split decision for the ...
All the signs of trouble were there if only CCO James Goodland had paid attention to them, according to a new enforcement settlement with the ...
Against a backdrop of legal challenges – including one decided Sept. 29 – and complaints about the SEC’s administrative proceedings system (IA Watch, Aug. 4, 2015), ...
Time has come around again for the filing of the government’s 8-page Form BE-180. Every five years, the Department of Commerce’s Bureau of Economic Analysis ...
The story sounds all too familiar. An e-mail arrives that’s not what it appears to be. “It looked legit, but it wasn’t legit,” recalls ...