Rules & Regulations

(a) Positions to be aggregated. The position limits set forth in §151.4 shall apply to all positions in accounts for which any person by power ...

The aggregate position limits in §151.4 shall apply to a trader with positions in Referenced Contracts executed on, or pursuant to the rules of a ...

(a) Non-spot-month position limits. The position limits set forth in §151.4(b) of this chapter may be exceeded to the extent that positions in Referenced Contracts ...

Unless otherwise instructed by the Commission or its designees, any person submitting reports under this section shall submit the corresponding required filings and any other ...

(a) Spot-month limits. (1) For all Referenced Contracts executed pursuant to their rules, swap execution facilities that are trading facilities and designated contract markets shall ...

(a) The Commission hereby delegates, until it orders otherwise, to the Director of the Division of Market Oversight or such other employee or employees as ...

If any provision of this part, or the application thereof to any person or circumstances, is held invalid, such invalidity shall not affect other provisions ...

For purposes of this part, the term affiliated person of a futures commission merchant or of an introducing broker means any general partner, officer, director, ...

Each contract market shall adopt rules which shall, at a minimum, with respect to each member of the contract market acting as a floor broker: ...

(a) Each futures commission merchant shall, at a minimum, establish and enforce internal rules, procedures and controls to: (1) Insure, to the extent possible, that ...