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Money Market Funds
More than 70 comments, many from RIAs, came in response to the SEC's proposed reforms to money market funds after last fall's debacle. Some expressed ...
A proposed rule in the June 5, 2009 Federal Register designed to deter money laundering would declare mutual funds to be financial institutions under the ...
SEC Chairman Mary Schapiro regards it as "essential that the SEC comprehensively re-examine the money market fund regulatory regime" and she has asked staff to ...
Reforming money market fund regulations sits high on the list of accomplishments sought this year by the SEC's Division of Investment Management and this could ...
Few changes suggested to SEC's money-market ruleThe SEC's temporary rule aligning the Investment Company Act with the Treasury Department's money-market guaranty program generated only a ...
RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF INVESTMENT MANAGEMENT Our Ref. No. 2005-1-ICR Evergreen Investment Management Company LLC Your letter of September ...
No-Action Letter under: Investment Company Act – Rule 2a-7 Merrill Lynch Investment Managers May 10, 2002 Response of the Office Of Chief Counsel Division of ...
No-Action Letter under: Investment Company Act of 1940 – Sections 6(c), 18(f), 21(b), 12(d)(1)(j), 12(d)(1), 17(b), 17(a)(1), 17(a)(3), 17(d) Rule 17d-1 AIM Advisors, Inc. February ...