Insider Trading

Billionaire hedge fund manager Leon Cooperman employed a long-held strategy: accumulate large positions in publicly-traded companies and develop close relationships with their senior executives. When ...

The SEC's complaint alleged that after receiving the tips from Metro, Tamayo typically met Eydelman near the clock at the information booth at Grand Central ...

The SEC's complaint alleged that after receiving the tips from Metro, Tamayo typically met Eydelman near the clock at the information booth at Grand Central ...

According to the SEC's complaint filed in federal court in San Diego against Rampoldi and William Scott Blythe III, they made approximately $90,000 in illicit ...

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23609 / July 29, 2016 Securities and Exchange Commission v. Anthony Andrade, et al., Civil Action No. ...

In its complaint, the SEC alleged that Cain, a registered representative, received confidential information from his friend and accountant Thomas Melvin. Specifically, the SEC alleged ...

U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23591 / July 5, 2016 United States v. Luis Martin-Caro Sanchez, No. 16-cr-426 (N.D. Ill. filed June. ...

Two hedge fund managers and their former Food and Drug Administration senior official alleged source were charged June 15 by the SEC with insider trading ...

The Commission’s complaint alleged that Post engaged in an insider trading scheme with Zachary Zwerko, generating over $683,000 in illegal profit by purchasing potential pharmaceutical acquisition ...

The SEC alleges that Guolin Ma traded on confidential information he obtained while advising the two firms as they pursued a buyout of Silicon Valley-based ...