Final Rule Releases

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release No. 34-37972; File No. S7-30-95RIN 3235-AG66Order Execution ObligationsAGENCY:Securities and Exchange Commission.ACTION:Final Rule; Revised Compliance DatesSUMMARY:The Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22389; File No. S7-15-94RIN 3235-AF97 Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-37619A ; File No. S7-30-95]RIN 3235-AG66 Order Execution ObligationsAGENCY:Securities and Exchange Commission.ACTION:Final RulesSUMMARY:The Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240Release No. 34-38110; File No. S7-30-95RIN 3235-AG66Order Execution ObligationsAGENCY:Securities and Exchange Commission.ACTION:Final Rule; Revised Effective Date; Revised Compliance DatesSUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 270Release No. 34-38073, IC-22415, File No. S7-32-96RIN 3235-AH10Securities Transactions Exempt from Transaction Fees.AGENCY:Securities and Exchange Commission.ACTION: Final ...

The Commission is staying a rule and a provision in a rule under the Investment Advisers Act of 1940 that require the filing of Form ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 Release Nos. 33-7376; 34-38068; IC-22413; File No. S7-12-96RIN 3235-AG78Odd-lot Tender Offers by IssuersAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200(Release No. 34-37893)Delegation of Authority to the General CounselAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission is ...