RCW Staff
Time-limited no-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4).
Time-limited no-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5.
Revised Process for Candidates Whose Primary Language Is Not English to Receive Additional Time to Complete a Qualification Examination or Continuing Education Session ...
Combating the Financial Exploitation of Older Adults Commissioner Luis A. Aguilar U.S. Securities and Exchange CommissionMeeting of the Investor Advisory CommitteeWashington, DC July 10, 2014 ...
Opening Statement at Investor Advisory Committee Meeting
Opening Statement at Investor Advisory Committee Meeting