To view this content, you need to sign in.
You should only be asked to sign in once. Not the case? Click here
Register now to access this content and more for free.
What your peers do to keep an eye on inactive advisory accounts
One concern of regulators is that clients can benefit more by being in a brokerage rather than an IA account, i.e., paying commissions on accounts that seldom trade instead of fees based on assets
