Vive la difference? Not for ad rules

Life could be so less complicated if things aligned. Take the SEC’s new IA ad rule, which began this month, and GIPS 2020. They both provide guidance for how advisers should handle advertisements and performance presentations but, as you would expect, they don’t exactly agree all of the time, challenging firms that will rely on both

To read this article, you need to sign in.

You should only be asked to sign in once. Not the case? Click here

New to Regulatory Compliance Watch?

Register now to read this article and more for free.