The downside of hiking AUM threshold
If the SEC lifts the AUM threshold, 'it would force many advisers to close their front doors because of the expense that would be associated with becoming a state registered investment adviser'
If the SEC lifts the AUM threshold, 'it would force many advisers to close their front doors because of the expense that would be associated with becoming a state registered investment adviser'
Copyright PEI Media
Not for publication, email or dissemination