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Here are some RCW videos on topics of interest:

RCW interviews Rachel Mayo, associate general counsel at Stephens Investment Management Group in Little Rock, Ark., and a former Labor Department official, about what advisers ...
We asked several experts to share their current tips for achieving success during an SEC exam
RCW interviews Jane O'Brien and Manuel Frey on what advisers should do to prepare for the end of LIBOR
Former CCO Meredith Simmons shares her lessons learned following an SEC enforcement action
Rob Tull of Path2 Coaching passes on some stress-reducing tips to help you excel at problem-solving
Attorney Michael Caccese lays out a plan for getting ready for the SEC's new IA ad rule. Video runs 8:21
Karen Huey demonstrates a process for testing the accuracy of your fees. Video runs 7:11
Four CCOs with tips to help you while working remotely. Video runs 5:20
Four compliance officers share their views on coping with the crisis
Click here to view our YouTube channel Guidance for the New CCO (1:48) Published March 18, 2019 Guidance for the New CCO A Process for ...

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