Swaps

Commissioner O'Malia supports the cross-divisional data team’s effort to fix our reporting rules and enhance the Commission’s ability to use its data.

Wetjen addresses the necessity for global harmonized derivatives regulation.

Time-Limited No-Action Relief from Certain Provisions of the Treatment of Outward-Facing Swaps Condition in the Inter-Affiliate Exemption.

No-action letter providing time-limited no-action relief from the requirements of the trade execution requirement in Commodity Exchange Act (CEA) section 2(h)(8) to Eligible Affiliate Counterparties, ...

Commissioner O'Malia presses that the Commission must collaborate with foreign regulators to increase global harmonization of swaps regulations.

Time-Limited No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States

Conditional No-Action Relief with respect to Swaps Trading on Certain Multilateral Trading Facilities Overseen by Competent Authorities Designated by European Union Member States

Commissioner O'Malia states pleasure "that the Commission staff will review all possible package transactions for technological, operational, and jurisdictional issues."

The Division is issuing a letter providing time-limited no-action relief to: (1) entities or counterparties transacting package transactions from the requirements of CEA section 2(h)(8); ...

This is a 2014 rule from the CFTC related to the Volcker Rule. It's entitled Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, ...